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Sep 25

SWFT Fingerprint Software and Scanner Requirements: What Organizations Should Know?

  • Mary Clark
  • Live Scan Fingerprinting

Organizations that submit fingerprints electronically for personnel security investigations require more than just a fingerprint scanner. They also need compatible software, accurate file format and a workflow that meets DCSA SWFT requirements. Choosing the wrong equipment can result in unnecessary costs, delays or systems that cannot be used for the intended application.

This guide explains what organizations should know before purchasing a SWFT fingerprint software or scanner. It covers FBI certification, SWFT+ compatibility, electronic fingerprint file requirements, scanner testing and the questions every buyer should ask before investing in a fingerprint capture solution.

swft fingerprint requirements

What makes a fingerprint scanner suitable for SWFT?

Not every fingerprint scanner is suitable for electronic fingerprint submission. While many scanners can capture fingerprint images, organizations using SWFT should choose hardware that meets the technical requirements of their process and works with compatible fingerprint software.

For organizations using DCSA SWFT, this means selecting an FBI certified fingerprint scanner that works with software capable of creating compliant electronic fingerprint files. Organizations using SWFT+ should also verify that the device is listed on the applicable SWFT+ supported devices’ list, since FBI certification alone does not guarantee compatibility with the SWFT+ environment.

FBI certification is not just an option

An FBI certified fingerprint scanner has been tested to meet image quality and performance standards for a specific certification category. Certification gives organizations assurance that the scanner can produce fingerprint images that satisfy established quality requirements.

However, certification should be viewed as one part of the purchasing decision. Buyers should also consider software compatibility, supported fingerprint formats, installation requirements and how the scanner will be used within their organization’s fingerprinting workflow. Selecting hardware based solely on FBI certification may overlook other important technical requirements.

A fingerprint scanner is only one part of the overall system. Organizations also need SWFT fingerprint software that captures fingerprint images, collects applicant information, performs quality checks and prepares the electronic fingerprint record for submission.

For DCSA SWFT users, Bayometric provides both compatible hardware and software that work together as a complete solution. Organizations using SWFT+ typically receives the required software from the government, so they need only compatible scanner hardware rather than third party fingerprint capture software.

Need help choosing the right SWFT fingerprint capture setup? Bayometric can help you evaluate compatible fingerprint scanners, software, and workflows for creating SWFT-compliant electronic fingerprint files. Contact Us to discuss your environment and submission needs.

FBI-certified vs. SWFT+ supported: why the difference matters?

Many organizations assume that purchasing an FBI-certified scanner automatically means it will work for every electronic fingerprint application. In reality, FBI certification and SWFT+ compatibility are related but different requirements.

Understanding this distinction helps organizations avoid purchasing equipment that does not match their operational needs. Before investing in a SWFT fingerprint scanner, buyers should verify both the scanner’s certification status and whether it is supported for the specific workflow they intend to use.

FBI certification does not automatically mean SWFT+ compatibility

The FBI certifies fingerprint scanners based on image quality and performance for specific use cases. This certification demonstrates that a device meets technical standards, but it does not automatically indicate that the scanner is approved for every government fingerprint submission environment.

Organizations planning to use SWFT+ should verify that their chosen device is included on the applicable SWFT+ supported device list. This additional measure helps ensure compatibility with the government provided SWFT+ software and workflow.

Choose equipment based on your actual workflow

Before purchasing hardware organizations should first determine whether they will use DCSA SWFT or SWFT+. This decision affects both the software and hardware requirements.

Cleared contractors using DCSA SWFT often need both a compatible scanner and SWFT fingerprint software capable of generating electronic fingerprint files. Defense organizations using SWFT+ generally receive the software from the government, so they only need compatible scanner hardware. Identifying the correct workflow first helps avoid unnecessary software purchases and simplifies deployment.

What file format does SWFT require?

Capturing high-quality fingerprints is only a part of the submission process. Organizations also need to create the correct electronic fingerprint file before it can be transmitted through the appropriate SWFT workflow. Using an incorrect or incomplete file can delay processing and require fingerprints to be captured again.

For DCSA SWFT users, compatible software will generate the required electronic fingerprint record after collecting fingerprints and applicant information. Organizations should avoid manually creating or modifying these files, as even small errors can affect processing.

Understanding eFP files and EFT files

During a SWFT workflow, you may hear terms such as eFP file and EFT file used interchangeably. Both refer to electronic fingerprint records that contain fingerprint images and the applicant’s demographic information.

The file is created after the fingerprint session is complete and includes all required information needed for electronic transmission. Rather than manually assembling the record, organizations should use SWFT fingerprint software that automatically prepares the file in the required format while validating mandatory fields before completion.

Why EBTS compliance matters?

Electronic fingerprint files follow formatting rules based on the Electronic Biometric Transmission Specification (EBTS). EBTS defines how biometric information and related demographic data are organized inside an electronic fingerprint record.

Organizations do not need to understand every technical detail of EBTS, but they should ensure that their software produces files that follow the required specification. Choosing software designed specifically for SWFT workflows helps reduce formatting errors and minimizes the need for manual corrections before submission.

What fingerprint images are accepted?

Electronic fingerprint files are only as good as the images they contain. Even if the file is created correctly, poor fingerprint quality can still cause delays or require fingerprints to be captured again.

So organizations should focus on both image quality and proper capture techniques. A quality fingerprint scanner combined with trained operators can significantly improve first-time submission success and reduce unnecessary rework.

Type-4 fingerprints explained

Most SWFT workflows require type-4 fingerprints, which are standard rolled and flat fingerprint images used for electronic fingerprint transmission.

Rolled fingerprints capture the complete ridge detail of each finger, while flat impressions provide an additional verification image. Modern live scan scanners allow operators to capture both image types electronically during the same session, helping ensure complete fingerprint records before the electronic file is created.

Capture quality is just as important as the scanner

Even the best SWFT fingerprint scanner cannot compensate for poor capture technique. Operators should ensure that fingers are clean, properly positioned and placed on the scanner with consistent pressure.

Most modern fingerprint software performs real-time quality checks and alerts the operator if a fingerprint scanned is not up to the mark. Reviewing fingerprint quality before completing the session reduces the chances of rejected submissions and improves overall workflow efficiency.

SWFT+ technical requirements

Organizations using SWFT+ should understand that their technical requirements differ from cleared contractors using DCSA SWFT. While both the applications involve electronic fingerprint capture, the software environment and equipment selection process are not the same.

Understanding these differences before purchasing equipment helps organizations avoid unnecessary software costs and ensures the selected hardware is compatible with their existing government provided software.

Government-provided software

Unlike DCSA SWFT users organizations operating in the SWFT+ environment receive the required application software from the government.

Because the software is already provided, organizations generally do not need to purchase third party SWFT fingerprint software for creating electronic fingerprint records. Instead, their primary purchasing decision focuses on selecting compatible fingerprint capture hardware.

Verify the SWFT+ supported device list

Before purchasing any scanner for a SWFT+ environment organizations should verify that the device appears on the current SWFT+ supported device list.

Even though many scanners are FBI certified, compatibility with SWFT+ should always be confirmed separately. This extra verification helps prevent deployment issues and ensures the scanner works correctly with the government-provided software.

Scanner registration and testing

Installing a fingerprint scanner is only one part of implementing a successful electronic fingerprint workflow. Organizations should also consider system configuration, testing, operator training and ongoing maintenance.

Changes made after deployment may also require additional validation depending on the organization’s workflow and applicable government requirements.

Initial installation and validation

After installing a SWFT fingerprint scanner, organizations should verify that the scanner communicates correctly with the fingerprint software and captures fingerprint images at the required quality.

Testing should include fingerprint capture, demographic information entry, quality verification, signature capture if applicable and successful creation of an electronic fingerprint record. Conducting these checks before production use helps identify configuration issues early.

Configuration changes may require additional testing

Organizations sometimes replace scanners, upgrade software, move workstations or change operating system configurations. These changes can affect the fingerprint capture environment.

Whenever significant hardware or software changes occur, organizations should determine whether additional testing or validation is necessary before resuming production fingerprint capture. Reviewing compatibility after major changes helps maintain consistent system performance and reduces the risk of unexpected issues during live operation.

Questions to ask before buying a SWFT fingerprint scanner or software

Purchasing a SWFT fingerprint scanner involves more than comparing prices or technical specifications. Organizations should evaluate whether the scanner, software and overall workflow meet their operational needs today and can continue supporting them as requirements grow in future. Asking the right questions before purchasing can help prevent compatibility issues, reduce deployment time and avoid unnecessary expenses.

Is the scanner FBI-certified for the required use case?

An FBI certified fingerprint scanner has been tested to meet specific image quality and performance standards. However, certification is issued for particular use cases, so organizations should verify that the certification matches their required application.

Selecting an FBI-certified scanner helps improve fingerprint quality, but it should always be evaluated alongside software compatibility and workflow requirements.

Is it supported for SWFT+ if SWFT+ enrollment is needed?

Organizations planning to use SWFT+ should not assume that every FBI-certified scanner is automatically compatible. Before purchasing, verify that the scanner appears on the current SWFT+ supported device list. This additional check can helps ensure the hardware will work with the government provided SWFT+ software and reduces the risk of deployment issues.

Can the software generate required eFP files?

For DCSA SWFT users, the software should be able to create a compliant eFP file after fingerprint capture. It should also collect required demographic information and validate mandatory fields before the file is generated. Choosing software specifically designed for SWFT workflows reduces manual work and helps minimize errors.

Does the system support Type-4 fingerprint capture?

Most SWFT workflows require type-4 fingerprints, which include rolled and flat fingerprint impressions. Before purchasing, verify that the scanner and software support this capture process and provide image quality checks during enrollment. Proper support for Type-4 fingerprint capture helps reduce rejected submissions and improves efficiency.

Does it support demographic and signature capture?

Scanning fingerprint images alone are not enough. The software should also allow operators to collect applicant demographic information and capture electronic signatures when required. Having all information collected within one application reduces duplicate data entry and helps create complete electronic fingerprint records.5

Is remote installation and training available?

A fingerprint solution is easier to deploy when remote installation, configuration assistance and operator training are available. Even experienced IT teams may benefit from guidance during initial setup. Training also helps operators capture higher-quality fingerprints and understand the complete enrollment process.

What happens if scanner hardware, software, location or configuration changes?

Organizations may upgrade scanners, replace computers, install software updates or relocate fingerprint workstations. Before purchasing, ask how these changes affect the system and whether additional testing or validation may be required. Understanding this process helps reduce future issues.

Who is responsible for PII protection and compliance?

Electronic fingerprint records contain sensitive personally identifiable information (PII). Organizations should ask about the responsibilities for storing, accessing, transmitting and protecting applicant data. Software should support secure handling of biometric information, while internal policies should establish who can access records and how long they are retained.

Frequently asked questions

Many organizations exploring SWFT equipment ask similar technical questions before purchasing scanners or software. The following answers address some of the most commonly asked questions from federal agencies, cleared contractors and third-party fingerprint providers.

What is a SWFT fingerprint scanner?

A SWFT fingerprint scanner is a live scan fingerprint device used for capturing electronic fingerprint images for organizations participating in SWFT fingerprinting. The scanner captures rolled and flat fingerprints digitally and works with compatible software to prepare electronic fingerprint records. For DCSA SWFT users, it typically works alongside commercial software, while SWFT+ users generally use a government provided software to connect with compatible hardware.

Does any FBI-certified scanner work with SWFT+?

Not really. An FBI certified fingerprint scanner demonstrates compliance with FBI image quality standards, but that certification alone does not guarantee compatibility with SWFT+. Organizations planning to use SWFT+ should always verify that the scanner is listed on the current SWFT+ supported device list before purchasing.

What is the SWFT+ supported device list?

The SWFT+ supported device list includes fingerprint scanners that are compatible with the SWFT+ environment. It helps defense organizations select hardware that works correctly with the government provided software. Reviewing this list before purchasing helps avoid compatibility related issues.

What is an eFP file?

The term eFP file refers to electronic fingerprint record, which is a digital file containing fingerprint images and required demographic information. It is created after demographic data and fingerprints are captured and packaged into the format needed for electronic transmission.

What is an EFT file?

EFT and eFP both refer to digital fingerprint file, but the terms are used differently. EFT is the FBI-standardized .eft file format used to store and submit electronic fingerprints. ATF eForms accept EFT files along with paper fingerprint cards. For SWFT and DoD security clearance submissions, electronic fingerprints files are commonly called eFPs. However, these eFPs must still be submitted in an accepted .eft or .sub file format.

What is a SUB file?

A SUB file is an electronic submission package associated with certain government fingerprint submissions. Depending on the environment being used, it may contain fingerprint data, demographic information and additional submission details required for processing. Organizations generally do not create SUB files manually; instead, compatible software prepares them as part of the electronic submission process when applicable.

What are Type-4 fingerprints?

Type-4 fingerprints refer to the standard rolled and flat fingerprint images commonly used for electronic fingerprint submissions. These images capture sufficient ridge detail for identity verification and background investigations. Modern live scan systems capture Type-4 fingerprints electronically while performing quality checks before the fingerprint record is finalized.

Do scanner changes require retesting?

In many cases, yes. Replacing scanner hardware, changing software versions or upgrading operating systems may require additional testing or validation. Organizations should review their deployment procedures whenever significant changes occur to ensure the fingerprint capture environment continues to operate correctly.

Can one registered system serve multiple clients?

The answer depends on the organization’s authorization, operating procedures and applicable government requirements. Some third-party fingerprint providers support multiple organizations, while others maintain dedicated systems for specific clients. Organizations should confirm current policies before assuming that a single fingerprint system can be shared across different customers.

Conclusion

Selecting the right SWFT fingerprint scanner involves more than just choosing a high-quality fingerprint reader. Organizations should evaluate scanner certification, software capabilities, electronic file generation, workflow compatibility and ongoing support before making a final purchasing call.

For cleared contractors using DCSA SWFT, choosing compatible hardware along with reliable SWFT fingerprint software can simplify fingerprint capture; demographic data collection and eFP file creation. Organizations using SWFT+ should consider selecting hardware that is compatible with the government provided software and confirm support using the applicable SWFT+ supported device list.

Taking time to evaluate these requirements before purchasing helps organizations avoid costly mistakes, improve fingerprint quality and build a more efficient electronic fingerprint workflow.

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About The Author

Mary Clark is Product Manager at Bayometric, one of the leading biometric solution providers in the world. She has been in the Biometric Industry for 10+ years and has extensive experience across public and private sector verticals.

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